About Us

Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in self-study exam preparation for FINRA, NASAA, and CFTC futures industry exams — and in registration services for Investment Advisors, Broker Dealers, Commodity Trading Advisors, and Introducing Brokers.

Please contact us with any questions you may have. We look forward to meeting your education goals!

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