Test Locations and Links


ADMINISTRATIVE:

  • To locate a test center or schedule your exam you should contact a Prometric test center.  Note that to make an appointment for an exam you must have completed your Form U-4 or Form U-10 application form and have received a registration number from FINRA.
  • Need a test application Form U-10? Click here

FUTURES:
Consulting Firms – Educational:

Regulatory:

Firms that set up Futures I/Bs and Offer Clearing Services:


SECURITIES:

Regulatory:


BACKGROUND CHECKS:


EXCHANGES:


The Complete List of Courses that SEP Offers