ADMINISTRATIVE:
FINRA (NASD) Domestic and
International Test Sites
Need a test application form U-10?
Click here.
FUTURES:
Consulting Firms - Educational:
Job Hunting in Futures?
-
American Fortune Group, Inc.
Ask for Bret Diamond (305) 868-2225
Regulatory:
Firms that set up I/Bs for futures:
SECURITIES:
- TDA Compliance
- (925) 778-2390 - or
Email TDA Compliance
TDA Compliance is a consulting firm that helps set up federal and state level
Investment Advisers and can provide back-office training and support. They are
very knowledgeable in investment advisor registration, regulatory requirements,
and advisory agreements.
- Broker Dealer Market
Broker Dealer Market is a nationally recognized leader in mergers and
acquisitions for small and medium sized Broker/Dealers.
- JW Cole Financial - Mike Van
Horenbeck (813) 549-6256
For those who are interested in careers as a
registered rep in the Tampa, FL area
- Bluechip
Securities, Inc. - Muhammed Khan ( 713) 627-0009
This Houston, TX based broker/dealer is looking for reps who are looking for
more independence with their own book of clients to those well-presented
newcomers to the business. You do not have to relocate to Houston.
Regulatory:
Exchanges:
OTHER:
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