Series 57 – Exam Study Book + DATABANK of Final Exams
Exam Study Book
The required passing grade for the Series 57 exam is 70%. Whereas FINRA’s study outlines are divided into large “functional areas” that are not well suited for learning this information, we have divided the information into the following 6 chapters:
- Options / Derivatives
- Trading Markets
- Market Making
- Trading Systems and Reporting
- Securities Industry Regulations
Each chapter is broken down into sections, followed by a section exam including detailed explanations on that content. Following the 6 chapters are 8 – 135 question practice examinations.
DATABANK of Final Exams
When used with the study manual, the Series 57 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.
The program consists of 8 Final Exams drawn from the major topics found on the actual exam.
Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.
This product requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.
Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.
Supported browsers on Windows or Mac OS:
- Internet Explorer (Version 6 or Better) or
- Google Chrome or
- Safari or
- Firefox (Version 3.6 or Better)