Series 57 – Exam Study Book
The required passing grade for the Series 57 exam is 70%. Whereas FINRA’s study outlines are divided into large “functional areas” that are not well suited for learning this information, we have divided the information into the following 6 chapters:
- Options / Derivatives
- Trading Markets
- Market Making
- Trading Systems and Reporting
- Securities Industry Regulations
Each chapter is broken down into sections, followed by a section exam including detailed explanations on that content. Following the 6 chapters are 8 – 135 question practice examinations.