Series 57 – License Exam Prep


Product Description

Series 57 – Exam Study Book

The required passing grade for the Series 57 exam is 70%. Whereas FINRA’s study outlines are divided into large “functional areas” that are not well suited for learning this information, we have divided the information into the following 6 chapters:

  • Securities
  • Options / Derivatives
  • Trading Markets
  • Market Making
  • Trading Systems and Reporting
  • Securities Industry Regulations

Each chapter is broken down into sections, followed by a section exam including detailed explanations on that content. Following the 6 chapters are 8 – 135 question practice examinations.

Study Book for Series 57

Study Book for Series 57

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!

Additional information

Weight 4 lbs
SKU: series-57-study-text Category: