Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and
futures industry exams.

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ORDERING PAGE FOR THOSE WHO ARE ACQUAINTED
WITH OUR PRODUCTS -- AND DON'T NEED A DESCRIPTION.

Registered Representative Level

Registered Principal Level

EXPANDED ORDER PAGE:

Click Here for an expanded Description of Study Programs and an Outline of Exam Topics

Note: Exams change and all study programs are continually being updated. The CDs expire a set time after purchase. You should take your exam within 120 days of ordering your study materials!

The NASD and the NYSE merged their regulatory authority and the new organization is called FINRA.

REGISTERED REPRESENTATIVE EXAMS:

Series 3

National Commodity Futures Exam (& ForEx)

Study Text	$155.00
CD Test Questions Supplement	$100.00
Study Text AND CD* **This CD is Windows only***	$255.00
Study Text with 4 hour ethics web program	Save$10 $195.00
Study Text with CD and 4 hour ethics web program **This CD is Windows only**	Save $10 $295.00
Four Hour Futures Ethics -- Web Based	$50.00

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Series 6

Investment Company and Variable Contracts Products Representative
(Mutual Funds and Annuities)

Exam Study Program	$75.00
CD of Test Questions **This CD is Windows only**	$75.00
Program Bundle (Self Study Book, Summary Booklet & CD of Test Questions) **This CD is Windows only**	Save $20 $95.00
Quick 6 Summary Booklet	$35.00
Smart 6 On The Web *Windows only*	$115.00
SMART 6 On The Web + Study Book + Quick 6 Summary Booklet *Windows only*	Save $50 $145.00

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Series 7

General Securities Registered Representative

Study Text	$225.00
Supplemental CDTest Questions Only **This CD is Windows only**	$150.00
Study Text AND CD Test Questions **This CD is Windows only**	Save $65 $310.00
Quick 7 Review Book	$50.00
Smart 7 on the Web *Windows only*	$150.00
Smart 7 on the Web + Books + Quick 7 *Windows only*	Save $50 $375.00

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Series 11

Assistant Representative - Order Processing

Study Text	$150.00
CD of Final Exams **This CD is Windows only**	$100.00
Book and CD Final Exams **This CD is Windows only**	Save $50 $200.00

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Series 17

General Securities Representative "Add On" license for U.K. Representatives

Smart 17 on the Web Windows only

$125.00

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Series 31

Futures Managed Funds

Study Text	$50.00
CD* Test Questions **This CD is Windows only**	$50.00
Study Text and CD* ***This CD is Windows only**	Save $5 $95.00

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Series 34

Retail Off-Exchange Forex Examination

Study Text	$75.00
Study Text Series 3 & 34 Combined	$200.00
Study Text and Series 3 Text & CD **This CD is Windows only**	$290.00
Web-based 4 hour Ethics Training	$50.00

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Series 63

Uniform Securities Agent Laws (Blue Sky laws)

Study Text	$60.00
CD Test Questions **This CD is Windows only**	$85.00
Study Text AND CD **This CD is Windows only**	Save $20 $125.00
Smart 63 on the Web *Windows only*	$100.00
Smart 63 on the Web + Book *Windows only*	Save $25 $135.00

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Series 65

Uniform Registered Investment Adviser Examination (RIA)

Study Text	$140.00
CD Test Questions **This CD is Windows only**	$125.00
Smart 65 on the Web *Windows only*	$135.00
Smart 65 on the Web + Books *Windows only*	Save $50 $225.00
Study Text AND CD ROM **This CD is Windows only**	Save $55 $210.00

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Series 66

Uniform Combined Registered Investment Adviser - State Law
(only valid with the Series 7 exam!)

Study Text	$135.00
CD Test Questions **This CD is Windows only**	$125.00
Study Text AND CD **This CD is Windows only**	Save $60 $200.00
Quick 66 Summary Booklet	$35.00
Smart 66 on the Web *Windows only*	$125.00
Smart 66 on the Web + Books + Quick 66 *Windows only*	Save $95 $225.00

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Series 82

Limited Representative-Private Securities Offerings Qualification Exam

Study Text

$125.00

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REGISTERED PRINCIPAL EXAMS:

Series 4

Registered Options Principal

Study Text	$225.00
Series 4 CD of Final Exams **This CD is Windows only**	$135.00
Study Text and CD of Final Exams **This CD is Windows only**	Save $60 $300.00

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Series 9 & 10

General Securities Sales Supervisor

Study Text	$375.00
CD Test Questions **This CD is Windows only**	$150.00
Study Text and CD **This CD is Windows only**	Save $75 $450.00

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Series 14

NYSE Compliance Official

Study Text

The product is currently being updated and is not available. No target date has been set.

Series 24

General Securities Principal Exam

Study Text	$300.00
CD Test Questions **This CD is Windows only**	$150.00
Study Text AND CD **This CD is Windows only**	Save $50 $375.00

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Series 26

Investment Company and Variable Contracts Products Registered Principal
(Mutual Funds Principal)

Study Text and CD Questions
This CD is Windows only

$225.00

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Series 27

Financial and Operations Principal

Study Text	$250.00
CD of Final Exams **This CD is Windows only**	$150.00
Book and CD Final Exams **This CD is Windows only**	Save $85 $315.00

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Series 30

Branch Office Manager Futures

Study Text and CD*
*TThis CD is Windows only

$75.00

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Series 51

Municipal Fund Securities Limited Principal

Study Text	$100.00
CD of Final Exams **This CD is Windows only**	$75.00
Study Text & CD of Final Exams **This CD is Windows only**	$125.00

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Series 53

Municipal Securities Principal

Study Text

$225.00

CD of Final Exams
This CD is Windows only

$125.00

Study Text & CD of Final Exams
This CD is Windows only

$275.00

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Series 55

Limited Representative - Equity Trader

Study Text	$185.00
CD of Final Exams **This CD is Windows only**	$75.00
Study Text and CD of Final Exams **This CD is Windows only**	$210.00

Check Out

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Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and futures industry exams.

QUICK-LIST

ORDERING PAGE FOR THOSE WHO ARE ACQUAINTED WITH OUR PRODUCTS -- AND DON'T NEED A DESCRIPTION.

EXPANDED ORDER PAGE:

REGISTERED REPRESENTATIVE EXAMS:

National Commodity Futures Exam (& ForEx)

Investment Company and Variable Contracts Products Representative (Mutual Funds and Annuities)

General Securities Registered Representative

Assistant Representative - Order Processing

General Securities Representative "Add On" license for U.K. Representatives

Futures Managed Funds

Retail Off-Exchange Forex Examination

Check Out/View Cart

Uniform Securities Agent Laws (Blue Sky laws)

Uniform Registered Investment Adviser Examination (RIA)

Uniform Combined Registered Investment Adviser - State Law (only valid with the Series 7 exam!)

Limited Representative-Private Securities Offerings Qualification Exam

REGISTERED PRINCIPAL EXAMS:

Registered Options Principal

General Securities Sales Supervisor

NYSE Compliance Official

General Securities Principal Exam

Investment Company and Variable Contracts Products Registered Principal (Mutual Funds Principal)

Financial and Operations Principal

Branch Office Manager Futures

Municipal Fund Securities Limited Principal

Municipal Securities Principal

Limited Representative - Equity Trader

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and
futures industry exams.

ORDERING PAGE FOR THOSE WHO ARE ACQUAINTED
WITH OUR PRODUCTS -- AND DON'T NEED A DESCRIPTION.

Investment Company and Variable Contracts Products Representative
(Mutual Funds and Annuities)

Uniform Combined Registered Investment Adviser - State Law
(only valid with the Series 7 exam!)

Investment Company and Variable Contracts Products Registered Principal
(Mutual Funds Principal)