Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and
futures industry exams.
 

Check Out/View Cart

SERIES 24 EXAM PRODUCTS

Note: All FINRA  (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 24 Exam  General Securities Principal

Any person who manages or supervises representatives in investment banking, training, solicitation, as well as the general conduct of business operations is required by FINRA(NASD) to sit for the Series 24 test.

Prerequisite Series #7 (or 62) $105 test fee (Form U-4) 3.5 hour time limit

 Test Topics

Approximate Test Questions
Supervision of Investment Banking 23
Supervision of Trading and Market Making 39
Supervision of Brokerage Office Operations 34
Sales Supervision; Employees; Regulatory Framework of FINRA (NASD) 38
Compliance and Financial Responsibility 16

Total 150 questions

Series 24 Exam Study Text

STUDY TEXT
$300.00



 

  

The 600+ page, 3-ring binder Series 24 study program is designed to allow you to learn at your own pace and convenience. The program is up-to-date, comprehensive, and written in an easy to understand style. It is specifically written by a CPA for a self-study approach!   

Six key chapters are divided into 4 to 5 sections each that allocate the study material into short concise modules. Frequent quizzes within each module allow you to start and stop on a test topic.

A separate booklet of Nine Final Exams with detailed explanations will make sure there are no surprises!  Over 1800 exam-type questions!

A "Quick24" Summary booklet is added! This booklet compresses the key points from the study text into convenient outline form -- it summarizes the important points that must be known for the exam! Nice.

Check Out/View Cart


Series 24 Exam Computer CD

WINDOWS
CD ROM
$150.00


CD is Windows Only!

The Series 24 Windows CD includes:
  • NINE FINAL EXAMS. Over 1,000 exam-type questions and fully-explained answers provide fast and thorough review of major test topics
  • Gives you an accurate measure of your likelihood of passing the exam.
  • Provides a competitive edge by simulating your Pearson VUE exam -- these questions supplement any study materials you may have!!
On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #24 exam within 120 days of buying the CD.

What you need:
  • 16 MB RAM, 3 MB hard disk space
  • CD-ROM drive and Windows
  • color monitor and mouse
What to do:
  • The Windows CD has final "exam-oriented" test questions -- so just highlight the exam you want to review and hit the Enter key -- the directions are on the screen!
  • The computer keeps track of your score and keeps track of missed questions -- this insures that you don't skip an important topic
  • Take the final exams until you get an 80% accuracy
  • Once you get 80%'s on the finals you'll have the actual exam locked!

Save $75

Study Text
and CD
$375.00

 

CD is Windows Only!

 

 

 

Be sure to check out our other products:

 

Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for the FINRA ( NASD )  Series 24 exam -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.   Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.

Back to top
 
 
 
Home | Study Programs | Consulting Services | Professional Designations | Insurance Pre-Study | Insurance Continuing Education
How Do I? | Test Locations, Links & Jobs | Contact Us
Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and futures industry exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

(800) 648-7277 (Pacific Time Zone)

Copyright 1997-2010© Securities Exam Preparation, Inc. All rights reserved.