Series 26 Exam Investment Company and Variable Contracts
Products Registered Principal
The Series 26 limited principal registration is for those who will manage or
supervise representatives whose activities are limited to the offer, sale, or
purchase of mutual funds, closed end funds, or the sale of variable annuity
contracts. Some states require this exam for investment adviser registration.
Prerequisite Series #7 or
Series #6 $85 test fee (Form U-4) 2.5
hour time limit
Test Topics
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Approximate Test
Questions
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|
Hiring and Qualifications |
11 |
|
Training of Representatives |
19 |
|
Supervision |
24 |
|
Sales Practices |
32 |
|
Business Processing and Recordkeeping Rules |
24 |
|
|
Total 110
questions |
Series 26 Exam Study Text & CD of Final Exams
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STUDY TEXT
and Windows
CD of Final Exams
$225.00
CD is Windows Only!
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The Series 26 exam study program has 500+ pages (including all
the pages devoted to quizzes and exams) and gives you a concise explanation of
every topic, section, and sub-section of the exam -- according to the FINRA (NASD)
study outline.
The newly revised study materials are in a page format that is easy-to-read and
gets right to the key points -- then you practice exam-tough questions!
The Series 26 study book has 6 key sections with quizzes and explanations
-- then you practice SIX Final Tests -with "exam-tough" questions.
Over 1000 Series 26 simulated exam questions in total! Nice.
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The questions on the CD tell you immediately if you are right or
wrong -- and then a complete rationale is given. The data bank of questions
expires after a set time limit .... but more than enough time is allowed to
prepare you for the exam!
The Windows-only CD, designed by Jack C. Keir, Inc., contains the Final
Test questions with detailed explanations.
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Be sure to check out our other products:
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