Series 34 Exam Retail Off-Exchange Forex Examination
The Series 34 exam is required for those individuals who work with retail
customers in off-exchange forex business. The registrants, or "APs" (associated
persons), will be referred to as "forex individuals" or "forex APs".
The NFA has submitted a proposal to the CFTC that individuals
who were registered with the NFA as associated persons or floor brokers, or
approved as sole proprietor principals on May 22, 2008 be exempted from the #34
exam; the CFTC, however, has not ruled on the proposal.
Any new registrant will be required to sit for the Series 3 exam and the Series
34 exam to complete registration.
Co-requisite is the Series 3 exam. $70.00 test fee. (Form U-10) 60 minute time
limit.
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Test Topics: |
Questions: |
| Definitions and Terminology |
10 |
| Forex Trading Calculations |
8 |
| Risks Associated with Forex Trading |
4 |
Forex Market - Concepts, Theories, Economic
Factors and Indicators, Participants |
10 |
Forex Regulatory Requirements
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8
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Total Questions : |
40 |
Series 34 Exam Study Text
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Series 34
STUDY TEXT
$75.00
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The 140 page study text is divided into five chapters to match
the NFA's study outline. End of chapter quizzes and 2 Final Exams are weighted
to approximate the number of questions per category as the real exam. A total of
120 practice questions.
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Series 34 Text and Series 3 Text Combined
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Save $30
Series 34 & Series 3
Study Text
$200.00
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The Series 34 book is
accompanied by the Series 3 study program. The Series 3 is a 200+ page, 3-ring
binder study program. The Series 3 text is divided into the same categories as
the exam -- this gives you a feeling as to the weighting of the topics on the
exam. There are end-of-category quizzes of 25 to 40 questions and two 125-point
practice final exams.
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Series 34 Text and Series 3 Text With CD
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Save $40
Series 34 & Series 3 Text with CD
$290.00
CD is Windows Only!
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The Series 34 and 3 books plus a
CD of practice quizzes and final exams for the Series 3 exam. Over 800 questions
on the # 3 CD.
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Web-based Ethics Training Program
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Web-based
Ethics Training
Program
$50.00
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Be sure to check out our other products:
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Securities Exam Preparation, Inc., is a consulting organization
specializing in self-study test preparation for for FINRA and Series 3,
Series 30, and Series 31 exams -- and in registration services
for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and
Introducing Brokers. Assistance is also provided for registration of ForEx
(foreign exchange) merchants and IBs.
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