Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.
 

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SERIES 53 EXAM PRODUCTS

Note: All finra (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 53 Exam  Municipal Securities Principal

The Series 53 test is a limited principal exam required by the MSRB for any person who manages representatives who handle municipal securities only.

Prerequisite # 52 or # 7 $95 test fee (Form U-4) 3 hour time limit

 Test Topics

Approximate Test Questions
Sales Supervision 25
Customer Accounts 25
Trading 10
Uniform Practice Rules 10
New Issues 20
Other Rules 10

Total 100 questions

Series 53 Exam Study Text

Study Text
$225.00



 

The Series 53 exam text is an 8 1/2" x 11" perfect-bound review program contains 250+ pages divided into the 6 key areas of the exam.  

Quizzes at the end of each section build your confidence and FIVE Final Exams will polish your likelihood of passing. Over 600 questions in total.

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Series 53 CD

WINDOWS
CD ROM
$125.00


CD is Windows Only!

The Series 53 CD contains the same final exams as in the book -- with complete explanations.   For those that like taking practice tests on the computer it's a great addition  --  for those who have another study book it's a great supplement!! 

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #53 exam within 120 days of buying the CD.

Windows format only.

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Series 53 Exam Study Text and CD   

Save $75
Study Text
and CD
$275.00


CD is Windows Only!

 Order the Series 53 exam study text and CD Rom and save $75.00 !

 

 


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Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for for FINRA and  Series 7, Series 24, Series 27, and Series 53 exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.   Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.

 

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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and futures industry exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

(800) 648-7277 (Pacific Time Zone)

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