Securities Exam Preparation, Inc., established in 1972

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We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.
 

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SERIES 55 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 55 Exam  Limited Representative - Equity Trader

Every individual who functions as an "Equity Trader", as defined by FINRA (NASD) must pass the Series 55 exam. The Series 55 is supposed to assure that traders have more consistent understanding of securities industry rules and practices.

The Series 55 is not a stand-alone exam.   Individuals requesting registration as an Equity Trader also will be required to have the Series 7 or Series 62.

Prerequisite #62 or #7  $95.00 test fee (Form U-4) 3 hour time limit

 Test Topics

Approximate Test Questions
NASDAQ Market and Market Maker Activities 45
NASDAQ Auto Execution / Trading  9
Trade Reporting Requirements 18
General Industry Standards 28

Total 100 questions

Series 55 Exam Study Text

Study Text
$185.00


 

 

 

 

The Series 55 text is a 8 1/2" by 11" 200+ page perfect bound study-program designed specifically for the self-study student.

  • Edited by a CPA, the program has "Micro-sections" and great page formatting that allows fast reading -- key points of exam topics are brought out.

  • Strategic quizzes are spaced as you go along

  • FIVE simulated final exams make sure there are no surprises when you sit for the real exam. 500+ questions and answers in total!

Plus our special Quick 55 Summary Booklet compresses the information from the Self Study Book into the most important points that must be known for the exam.  This makes an excellent final review prior to taking the actual exam!        ~ Nice.

Series 55 Exam CD of Final Exams
CD of
Final Exams
$75.00

CD is Windows Only!

The Series 55 CD contains the same FIVE final exams as in the book -- with complete explanations. For those that like taking practice tests on the computer it's a convenient addition -- and for those who have another study book it's a great supplement!!

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #55 exam within 120 days of buying the CD.

Windows format only

Series 55 Exam Study Text & CD
Save $50
Study Text
and CD
$210.00

CD is Windows Only!

    


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Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for for FINRA and  Series 7, Series 4 Series 24, Series 27, Series 53 and Series 55 exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.   Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.

 

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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and futures industry exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

(800) 648-7277 (Pacific Time Zone)

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