Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.

 

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SERIES 6 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!


Series 6 Exam Investment Company and Variable Contracts Products Representative

The Series 6 FINRA (NASD) license is required for people who will only offer investment company products such as mutual funds and closed-end funds and for those who will sell variable annuity contracts and variable life insurance.

No prerequisite   $85 test fee   (Form U-4)   2.25 hour time limit

 Test Topics

Approximate
Test Questions

Markets, Risks, Policies 20
Open End Companies, Accounts and Services 40
Variable Annuities and Retirement Plans 20
Regulations 20

Total 100 questions



Series 6 Exam Study Program


 

STUDY PROGRAM
$75.00

 


The FINRA study outline has 4 broad categories but this specially designed self study program has 8 categories that help you more specifically key in to the sections you need to know:

• Investment Securities
• Securities Markets & Analysis
• Investment Companies
• Taxation
• Variable Products
• Retirement Plans
• Customer Accounts
• Regulations

Instead of having a long chapter and then a quiz -- each chapter has short quizzes after key concepts -- emphasizing the key topics you need to know. It let's you start and stop studying after a concept -- rather than in the middle of one!

An Exam Book of SIX Final Exams with complete explanations gives you practical experience with the kinds of topics you'll probably see on the exam.

Over 800 simulated examination questions --
This is a great self-study program!!

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"Quick 6" Summary Booklet


QUICK 6
SUMMARY BOOKLET $35.00



This guide compresses the information in the Series 6 program into a 161 page summarized review of the most important points that you must know for the Series 6 exam.

The Quick 6 is intended as final review prior to taking the actual exam and is not a substitute for the regular study program! It's a great supplement to any study program!

 

 

 

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Series 6 CD of Test Questions 

WINDOWS
CD
$75.00

 

CD is Windows Only!

This Windows CD is one of the best supplements to any Series 6 study program you'll find. Here's why --
  • 40 quizzes - 5 for each of the 8 major sections
  • 5 Midterms, covering Investment Securities, Securities Markets and Analysis, Investment Companies, and Taxation
  • 5 Finals -- weighted by topic so you'll get the feeling of the actual test!
  • Hyperlinked Glossary terms

No two tests on the CD are the same — and each question has a detailed explanation that not only explains which answer is correct, but also explains (when necessary) why the other answers are wrong.

On this single-user system you can take the quizzes as many times as you like, but the license expires after a certain time period from the date of purchase -- you should take your exam within 120 days of buying the CD.

Windows only

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Series 6 Program "Bundle"

Save $20
STUDY
PROGRAM
"BUNDLE
$95.00

CD is Windows Only!

 Includes:

> Self Study Book (without the Exam Book)
> Quick 6 Summary Booklet
> Series 6 CD of Test Questions (Windows only.)

This is a great study program package!

 

 

 

 

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Smart 6 on the Web 


SMART 6
ON THE WEB
$115

 

Windows Only!

This internet delivered Series 6 exam study program eliminates books and has all material on the web!

The program is divided into the same 8 “Chapters” as our Series 6 text and includes an on-line textbook that leads you through every topic – testing you on each major point.

It’s a dynamic program – it modifies your leaning sequence based on your strengths and weaknesses. If you’re having difficulty with a concept -- you’re presented with the information in a variety of reinforcing methods until you master it! On points that you understand you’ll quickly move through a topic –- Nice!

The material covers over 900 concepts arranged within the 8 major areas of the Series 6 exam. The practice questions clearly explain which answer is correct -- and why the others are wrong for the more complex concepts.

The program has:

  • Mastery Exams that include:

    • Quizzes that test each of the 8 major areas

    • Mid-term exams covering Investment Securities, Securities Markets and Analysis, Investment Companies, and Taxation

    • Final exams covering all 8 areas and weighted to reflect the actual nature of the Series 6 exam

  • Quick 6 Summary – that’s an easy-to-read condensation of the most important topics tested on the Series 6

  • Detailed feedback on areas where you need additional study

  • Full text search capability through the Glossary and Quick 6 Summary

  • 6 Secrets – tips for passing the exam!

You need Microsoft Windows® with Internet Explorer (version 5.02 or newer) only.

Note:
The content for the Series 6 is constantly updated. Changes are added to the material as they become available.

The license to use the Smart 6 expires one year after the purchase date. In addition, if the account does not show any activity for 120 days, the account will be made inactive. Should this happen, an individual account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to: support@passperfect.com. You must reference your order number, date of order, full name, and email address when contacting support.

It’s suggested that this study approach is best used if you’re going to sit for the Series 6 exam within the next 6 months!

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SMART 6 ON THE WEB + STUDY BOOK + QUICK 6

Save $50
SMART 6 ON
THE WEB +
STUDY BOOK

(final Exam Book
i
s not included)
+ QUICK 6
$145.00

Windows Only!

In addition to the total program on the web, you can add the hard copy study book and the Quick 6 summary booklet  -- this is a nice combination!

 

 

 

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Be sure to check out our other products:

 

Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for for FINRA and  Series 6, Series 24, and Series 26 exams  --  and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.     Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.

 

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