Series
63 Exam Uniform Securities
Agent Laws
Individual states sometimes require
the Series 63 exam as a condition
of registration as a registered
representative.
The Series 63 test covers the
Uniform Securities Act of 1956 with
amendments adopted by NASAA (North
American Securities Administrators
Association). It is intended to
provide a basis for state securities
administrators to determine an applicant's
knowledge and understanding of state
law and regulations.
No prerequisite
$96 test fee (Form U-10 or U-4)
75 minute time limit
Test
Topics
|
Approximate Test
Questions
|
|
State Securities
Acts & related Rules
and Regulations |
36 |
|
Areas: Regulation
of Investment Advisers,
Investment Adviser
Representatives,
Broker-Dealers,
Agents of Broker
Dealers, Securities
& Issuers, Remedies |
|
|
Ethical Practices
and Fiduciary Obligations |
24 |
|
Areas: Communications
with Clients/Prospects,
Compensation, Client
Funds, Conflicts
of Interest |
|
|
|
Total
60 questions
|
Passing percentage, effective
1/1/2010, for the 63 exam will be
72%.
Series 63 Exam Study
Text
|
STUDY TEXT
$60.00
|
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The Series 63 study
program has 400+
pages, is
perfect bound and is
divided into the four
broad categories of
the exam. There are
Section Quizzes with
complete explanations
plus ELEVEN Final
Exams that simulate
the test! Over 800
questions.
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Out/View Cart
|
Series 63 Exam CD
|
CD Exam
$85.00
CD is Windows Only!
|
The Windows CD contains
over 500 practice
questions with complete
rational! 20 quizzes
(5 for each of the
4 areas on the exam)
and TEN final exams
weighted properly. The
Series 63 CD is a
good supplement
to any study book
you may have!
WHAT YOU NEED:
- 3 MB of hard
disk space
- Windows only
On this single-user
system you can take
the quizzes as many
times as you like, but
the CD expires
after a certain time-period
from the date of purchase
-- you should take
the Series 63 exam within
120 days of buying the
CD.
Check
Out/View Cart
|
 Save
$20
Study Text and CD ROM
$125.00
|
Smart 63 on the web
|
Smart 63
on the web
$100.00
Windows Only!
After your order is
processed you’ll be
contacted at your email
address for downloading
and authorization instructions.
|
No Books! No Shipping.
This internet delivered
Series 63 study program
eliminates books and
has all the material
on the web! The program
is divided into the
same "Chapters" as our
Series 63 text, and
includes an online textbook
that leads you through
every topic, testing
you on each major point!
The Smart Series 63
dynamically modifies
your learning sequence,
based on your strengths
and weaknesses. If you
are having difficulty
with a major concept,
you're presented with
the information in a
variety of reinforcing
methods --until mastery
is achieved! If you're
not having problems
with an area -- you'll
move rapidly through
the program. Nice....
|
The program covers over
200 concepts, arranged
within the 4 major areas
tested on the Series
63 exam. Each concept
includes:
- practice questions
with detailed explanations
that not only explain
which answer is
correct, but --for
the more complex
concepts-- also
explain why the
other answers are
wrong!
- a Quick 63 Summary
- an easy-to-read
condensation of
the most important
points tested.
Other key features are:
- Mastery Exams
- Quizzes
that test each
of the 4 major
areas:
- Finals,
covering
Registration
& Licensing
- Securities
Registration
- Business
Practices
- Administrative
Procedures
- tests are weighted
in the same manner
as the material
in the actual exam
with detailed feedback
on areas needing
additional study
- full text search
capabilities through
the Glossary and
Quick 63
About the Test -
tips for passing
the exam
System requirements:
- Microsoft
Windows with Internet
Explorer (version
5.02 or better)
only.
The content for Smart
63 is constantly updated.
Changes are added to
the material as they
become available.
The license to use
Smart 63 expires one
year after purchase
date. In addition, if
your account does not
show any activity for
60 days, the account
will be made inactive.
Should this happen,
your account will be
reactivated upon request
any time during the
one year license. Requests
for reactivation should
be sent to support@passperfect.com
. Please reference your
order number, date of
order, full name and
email address when contacting
support.
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Out/View Cart
Smart 63 On
The Web and
Study Text
|
Save
$25
Smart
63 on the Web+
Book
$135.00
Windows Only!
|
In addition
to the total
program on the
web, you can
add the hard
copy Series
63 study book,
too, and
save $25.00.
|
|
Be sure to check out
our other products:
|
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Securities
Exam Preparation,
Inc., is a consulting
organization
specializing
in self-study
test preparation
for for FINRA
and the NASAA
Series 63, Series
65 and Series
66 exams --
and in registration
services for
Investment Advisers,
Broker Dealers,
Commodity Trading
Advisers, and
Introducing
Brokers.
Assistance is
also provided
for registration
of ForEx (foreign
exchange) merchants
and IBs.
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