Uniform Combined Registered Investment Adviser -
State Laws
As modified on January 1, 2000 by NASAA, the Series 66 exam consists of
questions covering the Series 63 exam and a portion of the
Series 65 exam that
is not redundant to the Series 7 exam. The Series 66 exam is only valid with the
Series 7 exam.
Even though the test is essentially two areas, a passing score is based on
the total number of questions.
The Series 66 exam was created by NASAA but is administered by FINRA(NASD)
through the Pearson VUE and Prometric Testing Centers.
"Co-requisite" exam Series 7
$113 test fee (Form U-10) 2.5 hour time limit
Series 66 Test Topics
|
Approximate Test
Questions
|
Investment Analysis, Recommendations and Strategies:
Quantitative methods, investment performance, client's financial profile,
retirement plans, types of risk, and portfolio strategies. |
20 |
Ethics and Legal Guidelines:
State securities laws, federal laws, and ethics |
80 |
|
|
Total 100
questions |
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in self-study programs for FINRA(NASD) test preparation -- and in coordinating
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Click here to order
Series 66 products
Look for our newly revised Smart 66 on the Web or our Quick 66 of Key Summary
Notes People who have ordered this product have also
ordered the
Series 7 and Series 3.
|
