The Series 26 Securities Exam limited principal registration is for those who will manage or supervise representatives whose activities are limited to the offer, sale, or purchase of mutual funds, closed end funds, or the sale of variable annuity contracts. Some states require this exam for investment advisor registration.
|Test Topics||Approximate Test Questions|
|Hiring and Qualifications||11|
|Training of Representatives||19|
|Business Processing and Record keeping Rules||24|
Series 26 Exam | Investment Company and Variable Contracts Products Registered Principal Study Materials
Series 26 – Exam Study Book + Web based DATABANK of Final Exams
Exam Study Book
The Series 26 exam study program has 500+ pages (including all the pages devoted to quizzes and exams) and gives you a concise explanation of every topic, section, and sub-section of the exam — according to the FINRA (NASD) study outline.
The newly revised study materials are in a page format that is easy-to-read and gets right to the key points — then you practice exam-tough questions!
The Series 26 study book has 6 key sections with quizzes and explanations — then you practice SIX Final Tests -with “exam-tough” questions.
DATABANK of final Exams
The Series 26 Web based Data Bank is a convenient and effective method of testing a student’s overall comprehension of the material. Using DATABANK Practice Exams software prepares your for the actual test by presenting practice questions of similar complexity to that of the real exam.
The program consists of tests drawn from a pool of over 700 questions covering the major topics found on the actual exam. The web based DATABANK Practice Exams feature:
- Always Up To Date
- Unlimited Quizzes for each of the major topics covered on the exam
- 6 Finals, covering material from all major topics Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.
Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.
Supported browsers on Windows or Mac OS:
- Internet Explorer (Version 6 or Better) or
- Google Chrome or
- Safari or
- Firefox (Version 3.6 or Better)