Series 34 Securities Exam – Securities License Exam Preparation


The Series 34 Securities Exam is required for those individuals who work with retail customers in off-exchange forex business. The registrants, or “APs” (associated persons), will be referred to as “forex individuals” or “forex APs”. The NFA has submitted a proposal to the CFTC that individuals

who were registered with the NFA as associated persons or floor brokers, or approved as sole proprietor principals on May 22, 2008 be exempted from the #34 exam. Any new registrant will be required to sit for the Series 3 exam and the Series 34 exam to complete registration.

Co-requisite Series 3 exam | $80 test fee (Form U-10) | 60 minute time limit

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
Definitions and Terminology 10
Forex Trading Calculations 8
Risks Associated with Forex Trading 4
Forex Market – Concepts; Theories; Economic Factors and Indicators; Participants 10
Forex Regulatory Requirements 8
***Total Questions*** ***40***


Series 34 Retail Off-Exchange Forex Exam Study Materials

Series 34 – Home Study Online Course

$87.00 Add

Securities Exam Preparation, Inc. has partnered with the Center for Futures Education, Inc. to offer an online Series 34 study program with the benefit of no shipping costs and fast delivery.

The Online Series #34 program has 5 sections that match the National Futures Association’s study outline:

  • The end-of-section Quizzes are followed by the correct answers and an explanation. You can access each quiz a total of 5 times and then the quiz expires
  • 2 Final Exams are included! After completing a final exam, a list of the questions you missed is presented with your final score. You may choose questions from the list to see the original question, your answer, the correct answer, and an explanation – This lets you focus on the areas that are presenting difficulty — Final Exams have 10 accesses combined for the two final exams.

Series 34 Home Study

Series 34 Home Study

  • No Books – No Shipping! Nice! Study wherever you have internet access.
  • Course access is good for 60 days – so make sure you plan your study in relation to when you want to take the actual exam!

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.