Series 55 Securities Exam – Securities License Exam Preparation

On January 4, 2016, the Series 55 exam was replaced by the Series 57. Please see Regulatory Notice 15-45 for more information.

Series 55 Securities Exam Limited Representative – Equity Trader Every individual who functions as an “Equity Trader”, as defined by FINRA must pass the Series 55 Securities Exam. The Series 55 is supposed to assure that traders have more consistent understanding of securities industry rules and practices.

The Series 55 Securities Exam is not a stand-alone exam. Individuals requesting registration as an Equity Trader also will be required to have the Series 7 or Series 62.

Prerequisite Series 62 or Series 7 | $105.00 test fee (Form U-4) | 3 hour time limit

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
NASDAQ Market and Market Maker Activities 42
NASDAQ Auto Execution / Trading 12
Trade Reporting Requirements 22
General Industry Standards 24
***Total Questions*** ***99***

Series 55 Exam Limited Representative – Equity Trader Exam Study Materials

On January 4, 2016, the Series 55 exam was replaced by the Series 57. Please see Regulatory Notice 15-45 for more information.

Series 55 – Exam Study Book

The Series 55 text is a 8 1/2? by 11? 200+ page perfect bound study-program designed specifically for the self-study student.

  • Edited by a CPA, the program has “Micro-sections” and great page formatting that allows fast reading — key points of exam topics are brought out.
  • Strategic quizzes are spaced as you go along
  • SIX simulated final exams make sure there are no surprises when you sit for the real exam. 500+ questions and answers in total!

Plus our special Quick 55 Summary Booklet compresses the information from the Self Study Book into the most important points that must be known for the exam. This makes an excellent final review prior to taking the actual exam! ~ Nice.

On January 4, 2016, the Series 55 exam was replaced by the Series 57. Please see Regulatory Notice 15-45 for more information.

Series 55 – DATABANK of Final Exams

Designed to complement our Printed Materials, Series 55 DATABANK Practice Exams software is a convenient and effective method of testing a student’s overall comprehension of the material.

The web based DATABANK Practice Exams software prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

  • The program consists of 6 Final Exams drawn from the major topics found on the actual exam.
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

On January 4, 2016, the Series 55 exam was replaced by the Series 57. Please see Regulatory Notice 15-45 for more information.

Series 55 – Exam Study Book + DATABANK of Final Exams

Exam Study Book

The Series 55 text is a 8 1/2? by 11? 200+ page perfect bound study-program designed specifically for the self-study student.

  • Edited by a CPA, the program has “Micro-sections” and great page formatting that allows fast reading — key points of exam topics are brought out.
  • Strategic quizzes are spaced as you go along
  • SIX simulated final exams make sure there are no surprises when you sit for the real exam. 500+ questions and answers in total!

Plus our special Quick 55 Summary Booklet compresses the information from the Self Study Book into the most important points that must be known for the exam. This makes an excellent final review prior to taking the actual exam! ~ Nice.

DATABANK of Final Exams

Designed to complement our Printed Materials, Series 55 DATABANK Practice Exams software is a convenient and effective method of testing a student’s overall comprehension of the material.

The web based DATABANK Practice Exams software prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

  • The program consists of 6 Final Exams drawn from the major topics found on the actual exam.
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.