Series 57 Securities Exam – Securities Trader Qualification Examination

This exam is a merger of the pre-existing Series 55 (Equity Trader) and Series 56 (Options Trader) exams which have been discontinued.

The Series 57 Securities Trader Qualification

Examination assesses the competency of an entry-level Securities Trader to perform their job. It measures the degree to which the candidate possesses the knowledge, skills and abilities needed to perform the functions of a Securities Trader.

No Prerequisite | Series 57 exam consists of 125 questions (plus 10 non-graded trial questions) | Test fee is $120 Form U-4 | 3 3/4 hour time limit

Series 57 – Securities Trader Qualification Examination

Series 57 – Exam Study Book

The required passing grade for the Series 57 exam is 70%. Whereas FINRA’s study outlines are divided into large “functional areas” that are not well suited for learning this information, we have divided the information into the following 6 chapters:

  • Securities
  • Options / Derivatives
  • Trading Markets
  • Market Making
  • Trading Systems and Reporting
  • Securities Industry Regulations

Each chapter is broken down into sections, followed by a section exam including detailed explanations on that content. Following the 6 chapters are 8 – 135 question practice examinations.

$175.00 Add

Study Book for Series 57

Study Book for Series 57

Series 57 – DATABANK of Final Exams

When used with the study manual, the Series 57 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 8 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

This product requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

$100.00 Add

DATABANK for Series 57

DATABANK for Series 57

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

Series 57 – Exam Study Book + DATABANK of Final Exams

Exam Study Book

The required passing grade for the Series 57 exam is 70%. Whereas FINRA’s study outlines are divided into large “functional areas” that are not well suited for learning this information, we have divided the information into the following 6 chapters:

  • Securities
  • Options / Derivatives
  • Trading Markets
  • Market Making
  • Trading Systems and Reporting
  • Securities Industry Regulations

Each chapter is broken down into sections, followed by a section exam including detailed explanations on that content. Following the 6 chapters are 8 – 135 question practice examinations.

DATABANK of Final Exams

When used with the study manual, the Series 57 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 8 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

$210.00 Add

DATABANK and Study Book for Series 57

DATABANK and Study Book for Series 57

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

This product requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.