Series 63 Securities Exam – Securities License Exam Preparation

Individual states sometimes require the Series 63 Securities Exam as a condition of registration as a registered representative. The Series 63 test covers the Uniform Securities Act of 1956 with amendments adopted by NASAA (North American Securities

Administrators Association). It is intended to provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations.

No Prerequisite | $125 test fee (Form U-10) |  2 1/2 hour time limit

Passing percentage, effective 1/1/2016, for the 63 exam will be 72%.

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
State Securities Acts & related Rules and Regulations Areas: Regulation of Investment Advisors; Investment Advisor Representatives; Broker-Dealers; Agents of Broker Dealers; Securities & Issuers; Remedies 36
Ethical Practices and Fiduciary Obligations Areas: Communications with Clients/Prospects; Compensation; Client Funds; Conflicts of Interest 24
***Total Questions*** ***60***

Series 63 – Exam Study Book

$70.00 Add

The Series 63 study program has 400 pages, is perfect bound & is divided into the four broad categories of the exam.

There are Section Quizzes with complete explanations plus Fifteen Final Exams that simulate the test! Over 1,000 questions.

Study Book for Series 63

Study Book for Series 63

Series 63 – DATABANK of Final Exams

$85.00 Add

Designed to complement our Printed Materials, the Series 63 DATABANK Practice Exams software is a convenient and effective method of testing your overall comprehension of the material.

Using DATABANK Practice Exams software prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

DATABANK Practice Exams tests are:

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the Series 63 exam:
    • Registration / Licensing Requirements
    • Securities Registration
    • Business Practices
    • Administrative Procedures
  • 30 Finals, covering material from all major topics, and weighted in the same manner as the material in the actual exam
  • No two tests in DATABANK Practice Exams are the same – the depth of the question pool (approximately 2,000 questions) ensures that each question you sees is unique. The program links all major terms used in the questions to an extensive glossary.
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

DATABANK for Series 63

DATABANK for Series 63

  • No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

Series 63 – Exam Study Book + DATABANK of Final Exams

$115.00 Add

Exam Study Book

The Series 63 study program has 400 pages, is perfect bound & is divided into the four broad categories of the exam.

There are Section Quizzes with complete explanations plus Fifteen Final Exams that simulate the test! Over 1,000 questions.

DATABANK of Final Exams

Designed to complement our Printed Materials, the Series 63 DATABANK Practice Exams software is a convenient and effective method of testing your overall comprehension of the material.

Using DATABANK Practice Exams software prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

DATABANK Practice Exams tests are:

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the Series 63 exam:
    • Registration / Licensing Requirements
    • Securities Registration
    • Business Practices
    • Administrative Procedures
  • 30 Finals, covering material from all major topics, and weighted in the same manner as the material in the actual exam
  • No two tests in DATABANK Practice Exams are the same – the depth of the question pool (approximately 2,000 questions) ensures that each question you sees is unique. The program links all major terms used in the questions to an extensive glossary.
DATABANK and Study Book for Series 63

DATABANK and Study Book for Series 63

  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

Series 63 – SMART 63 on the Web

$100.00 Add

No Books! No Shipping.

This internet delivered Series 63 study program eliminates books and has all the material on the web! The program is divided into the same “Chapters” as our Series 63 text, and includes an online textbook that leads you through every topic, testing you on each major point!

The Smart Series 63 dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods — until mastery is achieved! If you’re not having problems with an area — you’ll move rapidly through the program. Nice….

The program covers over 200 concepts, arranged within the 4 major areas tested on the Series 63 exam. Each concept includes:

  • practice questions with detailed explanations that not only explain which answer is correct, but –for the more complex concepts — also explain why the other answers are wrong!
  • a Quick 63 Summary – an easy-to-read condensation of the most important points tested.

Other key features are:

  • Mastery Exams and Quizzes that test each of the 4 major areas:
    • Finals, covering Registration & Licensing
    • Securities Registration
    • Business Practices
    • Administrative Procedures
  • tests are weighted in the same manner as the material in the actual exam with detailed feedback on areas needing additional study

Smart Web for Series 63

Smart Web for Series 63

  • full text search capabilities through the Glossary and Quick 63 About the Test – tips for passing the exam

System requirements & Browser on Windows or Mac OS and use:

  • Internet Explorer (version 6 or better, only on Windows) or
  • Google Chrome or
  • Safari or
  • Firefox (version 3.6 or better)

The content for Smart 63 is constantly updated. Changes are added to the material as they become available.The license to use Smart 63 expires one year after purchase date. In addition, if your account does not show any activity for 60 days, the account will be made inactive. Should this happen, your account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to support@passperfect.com. Please reference your order number, date of order, full name and email address when contacting support.

Series 63 – SMART 63 on the Web + Exam Study Book

$135.00 Add

Exam Study Book

The Series 63 study program has 400 pages, is perfect bound & is divided into the four broad categories of the exam.

There are Section Quizzes with complete explanations plus Fifteen Final Exams that simulate the test! Over 1,000 questions.

SMART 63 on the Web

No Books! No Shipping.

This internet delivered Series 63 study program eliminates books and has all the material on the web! The program is divided into the same “Chapters” as our Series 63 text, and includes an online textbook that leads you through every topic, testing you on each major point!

The Smart Series 63 dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods — until mastery is achieved! If you’re not having problems with an area — you’ll move rapidly through the program. Nice….

The program covers over 200 concepts, arranged within the 4 major areas tested on the Series 63 exam. Each concept includes:

  • practice questions with detailed explanations that not only explain which answer is correct, but –for the more complex concepts — also explain why the other answers are wrong!
  • a Quick 63 Summary – an easy-to-read condensation of the most important points tested.

Other key features are:

  • Mastery Exams
    • Quizzes that test each of the 4 major areas:
      • Finals, covering Registration & Licensing
      • Securities Registration
      • Business Practices
      • Administrative Procedures

Smart Web and Study Book for Series 63

Smart Web and Study Book for Series 63

  • tests are weighted in the same manner as the material in the actual exam with detailed feedback on areas needing additional study
  • full text search capabilities through the Glossary and Quick 63 About the Test – tips for passing the exam

System requirements & Browser on Windows or Mac OS and use:

  • Internet Explorer (version 6 or better, only on Windows) or
  • Google Chrome or
  • Safari or
  • Firefox (version 3.6 or better)

The content for Smart 63 is constantly updated. Changes are added to the material as they become available.The license to use Smart 63 expires one year after purchase date. In addition, if your account does not show any activity for 60 days, the account will be made inactive. Should this happen, your account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to support@passperfect.com. Please reference your order number, date of order, full name and email address when contacting support.

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.