Series 7 Securities Exam – General Securities Registered Representative

The Series 7 Securities Exam is a New York Stock Exchange (NYSE) generated exam — accepted by FINRA — for anyone employed by a broker/dealer who will trade all types of securities. This is the most comprehensive of the registered representative exams.

The Series 7 license essentially covers the #Series 6, #Series 22, #Series 42, #Series 52, and the #Series 62 exams. For example, if you pass the Series 7 test you do not need to sit for the Series 6 to sell mutual funds, or the Series 22 to sell limited partnerships, etc.

FINRA released a new study outline for the Series 7 Securities Exam. The new exam will go into effect on November 7, 2011. The passing score is being raised to 72%.

We have been anticipating changes to the Series 7 for some time and have been adding material to our current Series 7 books in anticipation that it will be appear in the new exam. From an initial review of the new study outline, all of the new material is already included in our current Series 7 books. tested. For this reason, changes to our printed text material will be minor.

The major changes will be in our Smart program and databank cd where we will be reallocating the questions to reflect the new mix. For example, Options is being reduced to 25 questions from its current 50. Muni questions are being reduced to 30 from the current 50. This frees up 45 questions that are being reallocated to more detailed questions in areas such suitability, retirement plans, investment company, customer profile and asset allocation.

250 Questions | 6 hour time limit
No Prerequisite | $305 test fee | (Form U-4)
(Given in two three-hour sessions of 125 questions each)

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
    Equity Securities 10
    Debt Securities 60
    Options 40
    Trading Markets 20
    Customer Accounts 20
    New Issues 15
    Investment Companies 25
    Taxes 20
    Regulations 25
    Analysis 15
***Total Questions*** ***250***

Series 7 National Commodity Futures Exam Study Materials

Series 7 – Exam Study Text

The ten-chapter program comes in two 8 1/2″ x 11″ Volumes that thoroughly discuss the topics you will encounter on the Series #7 exam.

CLEAR DESCRIPTIONS AND GREAT ILLUSTRATIONS!

Short/concise practice quizzes are strategically interspersed within each chapter — which lets you start-and-stop whenever you want on a conceptual test topic!

THE TWO-VOLUME STUDY PROGRAM IS ACCOMPANIED BY:
CHAPTER EXAMS BOOKLET and FINAL EXAMS BOOKLET

  • The Chapter Exams provide additional tougher questions than in the Two Study Volumes to force you to know the subject area.
  • The Final Exams are additional exams — and the toughest yet — and are weighted in the same manner as the actual exam.
  • All questions have a complete rationale — that is, what is the preferred answer and why the others don’t fit. The only #7 prep materials designed this way!

$250.00 Add

Study Book for Series 7

Study Book for Series 7

SECURITIES GLOSSARY

  • A thorough dictionary of securities terms

The 1,000+ page program is CURRENT, COMPREHENSIVE, and packed with over 3,000 simulated exam-tough questions with fully expanded answers!
What’s right, what’s wrong, and why!

 

Series 7 – DATABANK of Final Exams

Series 7 Web based Data Bank

Designed to complement our Series 7 Printed Materials, Series 7 DATABANK Practice Exams software is a convenient and effective method of testing a student’s overall comprehension of the material. Using DATABANK Practice Exams software prepares your for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 8,000 questions covering the 10 major topics found on the actual exam. The web based DATABANK Practice Exams are:

  • Always up to date
  • Unlimited Quizzes for each of the 10 major topics covered on the Series 7 exam
  • 30 Finals, covering material from all 10 major topics
  • 1300+ Hyperlinked glossary terms

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool (approximately 8,000 questions) ensures that each question you sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

 

$150.00 Add

DATABANK of Final Exams for Series 7

DATABANK of Final Exams for Series 7

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

Series 7 – DATABANK of Final Exam + Exam Study Books

Have the study books supplemented with the practice questions on CD. It’s nice to practice test questions on your computer to help simulate the actual exam!

Exam Study Text

The ten-chapter program comes in two 8 1/2″ x 11″ Volumes that thoroughly discuss the topics you will encounter on the Series #7 exam.

CLEAR DESCRIPTIONS AND GREAT ILLUSTRATIONS!

Short/concise practice quizzes are strategically interspersed within each chapter — which lets you start-and-stop whenever you want on a conceptual test topic!

THE TWO-VOLUME STUDY PROGRAM IS ACCOMPANIED BY:
CHAPTER EXAMS BOOKLET and FINAL EXAMS BOOKLET

  • The Chapter Exams provide additional tougher questions than in the Two Study Volumes to force you to know the subject area.
  • The Final Exams are additional exams — and the toughest yet — and are weighted in the same manner as the actual exam.
  • All questions have a complete rationale — that is, what is the preferred answer and why the others don’t fit. The only #7 prep materials designed this way!

SECURITIES GLOSSARY

  • A thorough dictionary of securities terms

The 1,000+ page program is CURRENT, COMPREHENSIVE, and packed with over3,000 simulated exam-tough questions with fully expanded answers!
What’s right, what’s wrong, and why!

DATABANK of Final Exams

Series 7 Web based Data Bank

Designed to complement our Series 7 Printed Materials, Series 7 DATABANK Practice Exams software is a convenient and effective method of testing a student’s overall comprehension of the material. Using DATABANK Practice Exams software prepares your for the actual test by presenting practice questions of similar complexity to that of the real exam.

$400.00 $350.00 Add

DATABANK & Study Book for Series 7

DATABANK & Study Book for Series 7

The program consists of tests drawn from a pool of over 8,000 questions covering the 10 major topics found on the actual exam.

The web based DATABANK Practice Exams are:

  • Always up to date
  • Unlimited Quizzes for each of the 10 major topics covered on the Series 7 exam
  • 30 Finals, covering material from all 10 major topics
  • 1300+ Hyperlinked glossary terms

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool (approximately 8,000 questions) ensures that each question you sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:

Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

Supported browsers on Windows or Mac OS:

  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)

Series 7 – SMART 7 on the Web

No Books! No Shipping. 

This internet delivered Series 7 exam study program eliminates books and has all material on the web!

The program is divided into the same ten  “Chapters” as our Series 7 text and includes an on-line textbook that leads you through every topic – testing you on each major point.

It’s design has been field tested on thousands of students over the past 3 years and tailors the learning to your abilities!

It’s a dynamic program – it modifies your leaning sequence based on your strengths and weaknesses. If you’re having difficulty with a concept — you’re presented with the information in a variety of reinforcing methods until you master it! On points that you understand you’ll quickly move through a topic –- Nice!

The material covers over 1800 concepts arranged within the 10 major areas of the Series 7 exam. The practice questions clearly explain which answer is correct — and why the others are wrong for the more complex concepts.

The program has:

  • Mastery Exams that include:
    • Quizzes that test each of the 10 major areas
    • Mid-term exams covering Equities, Debt, Options, and Trading Markets
    • Final exams covering all 10 areas and weighted to reflect the actual nature of the Series 7 exam
  • A Quick 7 Summary – that’s an easy-to-read condensation of the most important topics tested on the Series 7
  • Detailed feedback on areas that need additional study
  • Full text search capability through the Glossary and Quick 7 Summary
  • 7 Secrets – tips for passing the exam!

$150.00 Add

SMART Web 7

SMART Web 7

System requirements:

  • Browser on Windows or Mac OS and use:
    • Internet Explorer (version 6 or better, only on Windows) or
    • Google Chrome or
    • Safari or
    • Firefox (version 3.6 or better)

Note:
The content for the Series 7 is constantly updated. Changes are added to the material as they become available.

The license to use the Smart 7 expires one year after the purchase date. In addition, if the account does not show any activity for 60 days, the account will be made inactive. Should this happen, an individual account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to: support@passperfect.com. You must reference your order number, date of order, full name, and email address when contacting support.

It’s suggested that this study approach is best used if you’re going to sit for the Series 7 exam within the next 6 months!

 

Series 7 – SMART 7 on the Web + Books

Exam Study Text

The ten-chapter program comes in two 8 1/2″ x 11″ Volumes that thoroughly discuss the topics you will encounter on the Series #7 exam.

CLEAR DESCRIPTIONS AND GREAT ILLUSTRATIONS!

Short/concise practice quizzes are strategically interspersed within each chapter — which lets you start-and-stop whenever you want on a conceptual test topic!

THE TWO-VOLUME STUDY PROGRAM IS ACCOMPANIED BY:
CHAPTER EXAMS BOOKLET and FINAL EXAMS BOOKLET

  • The Chapter Exams provide additional tougher questions than in the Two Study Volumes to force you to know the subject area.
  • The Final Exams are additional exams — and the toughest yet — and are weighted in the same manner as the actual exam.
  • All questions have a complete rationale — that is, what is the preferred answer and why the others don’t fit. The only #7 prep materials designed this way!

SECURITIES GLOSSARY

  • A thorough dictionary of securities terms

The 1,000+ page program is CURRENT, COMPREHENSIVE, and packed with over3,000 simulated exam-tough questions with fully expanded answers!
What’s right, what’s wrong, and why!

SMART 7 on the Web

This internet delivered Series 7 exam study program eliminates books and has all material on the web!

The program is divided into the same ten  “Chapters” as our Series 7 text and includes an on-line textbook that leads you through every topic – testing you on each major point.

It’s design has been field tested on thousands of students over the past 3 years and tailors the learning to your abilities!

It’s a dynamic program – it modifies your leaning sequence based on your strengths and weaknesses. If you’re having difficulty with a concept — you’re presented with the information in a variety of reinforcing methods until you master it! On points that you understand you’ll quickly move through a topic –- Nice!

The material covers over 1800 concepts arranged within the 10 major areas of the Series 7 exam. The practice questions clearly explain which answer is correct — and why the others are wrong for the more complex concepts.

$450.00 $375.00 Add

SMART Web 7 and Books

SMART Web 7 and Books

The program has:

  • Mastery Exams that include:
    • Quizzes that test each of the 10 major areas
    • Mid-term exams covering Equities, Debt, Options, and Trading Markets
    • Final exams covering all 10 areas and weighted to reflect the actual nature of the Series 7 exam
  • A Quick 7 Summary – that’s an easy-to-read condensation of the most important topics tested on the Series 7
  • Detailed feedback on areas that need additional study
  • Full text search capability through the Glossary and Quick 7 Summary
  • 7 Secrets – tips for passing the exam!

System requirements:

  • Browser on Windows or Mac OS and use:
    • Internet Explorer (version 6 or better, only on Windows) or
    • Google Chrome or
    • Safari or
    • Firefox (version 3.6 or better)

Note:
The content for the Series 7 is constantly updated. Changes are added to the material as they become available.

The license to use the Smart 7 expires one year after the purchase date. In addition, if the account does not show any activity for 60 days, the account will be made inactive. Should this happen, an individual account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to: support@passperfect.com. You must reference your order number, date of order, full name, and email address when contacting support.

It’s suggested that this study approach is best used if you’re going to sit for the Series 7 exam within the next 6 months!

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.