Series 82 Securities Exam – Securities License Exam Preparation

Series 82 Securities Exam – Limited Representative-Private Securities Offerings Qualification

The FINRA Series 82 Securities Exam (Limited Representative-Private Securities Offerings Qualification Exam) is used to qualify individuals to be a registered representative and effect sales of private securities offerings as part of a primary offering.

Accordingly, Series 82 representatives will not be permitted to engage in secondary market trading of private placement securities or to make sales of municipal or government securities, or equity interests in, or the debt of, direct participation programs (DPP securities).

No prerequisite | $95 test fee (Form U-4) | 2 1/2 hour time limit | The Series 82 Private Securities Offerings exam covers the following topics:

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
Characteristics of Corporate Securities 13
Regulation of the Market for Registered and Unregistered Securities 45
Analyzing Corporate Securities and Investment Planning 16
Handling Customer Accounts and Industry Regulations 26
****Total Questions*** ***100***

Series 82 Limited Representative-Private Securities Offerings Qualification Exam Study Materials:

Series 82 – Exam Study Book

$125.00 Add

The 3-ring binder study program has 250 pages & is divided into the four categories of the exam. Within each category are quizzes emphasizing key points. Four 100-point Final Exams complete the program. Over 650 questions & all questions have detailed explanations!

Study Book for Series 82

Study Book for Series 82

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!