About Us

Securities Exam Preparation, Inc. is a consulting organization specializing in self-study exam preparation for FINRA, NASAA, and CFTC futures industry exams.  Registration services are coordinated for Investment Advisors, Broker Dealers, Commodity Trading Advisors, and Introducing Brokers.  “SEP” was established in 1972.

Please contact us with any questions you may have. We look forward to meeting your education goals!

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