About Us

Started in 1972, Securities Exam Preparation, Inc. is a financial education and consulting firm.   SEP, with specially designed material, provides self-study exam courses.  Areas include:   FINRA, NASAA, and CFTC tests.  In addition, SEP can help with the registration process for Investment Advisers (RIA), Broker Dealers (B/Ds), and Commodity Trading Advisers (CTA).

Contact us with any questions you may have!

Contact Us