Series 27 Exam Training Program

Series 27 Exam Training Program

The Series 27 Securities Exam is for any person involved in the financial and operational management of a FINRA member firm (including the chief financial officer). The tasks of this individual include preparing and attesting to the accuracy of the Securities and Exchange Commission‘s FOCUS Reports.

145 Questions | 3 hours 45 minutes | No prerequisite | $120 test fee | (Form U-4)

 

 

Series 4 Exam Topics Approximate Test Questions
B/D Financial Reporting 16
Net Capital Requirements 44
Customer Protection Rules 37
Municipal Securities Regulations 10
Financial Hedging 10
Federal Reserve Board Regulations 8
Uniform Practice Rules 15
Other Regulations 15
***Total Questions*** ***145***

 

Series 27 Financial and Operations Principal Study Materials

 

Series 27 Exam Study Book

The Series 27 program comes in a 3-ring binder for ease of study.
The 400+ plus pages are divided into the major categories of the exam. Within each category, after every few pages discussing a test topic, there is a short quiz with clear explanations. Over 1,000 simulated questions with detailed explanations including FIVE final exams.
.
Designed specifically for the self-study student — the text is written in plain English with concepts explained clearly and hundreds of exam questions that will prepare you for the test!
.
The technical writing is concise and to-the-point; clear page presentation leads you through the key concepts and the frequent quizzes with expanded explanations allows you to lock-on to the test topics.
.
Use this program so that you understand the complexities of the Net Capital Rule and the Customer Protection Rule.

 

Series 27 Online DATABANK of Final Exams

Designed to complement our study program, the Series 27 DATABANK is a convenient and effective method of testing your overall comprehension of the material. Using the DATABANK of Practice Exams prepares your for the actual test by presenting practice questions of similar complexity to that of the real exam.  These questions are exam tough!
  • The program consists of 5 Final Exams drawn from the major topics found on the actual exam.
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK  are the same - the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

Under the terms of the End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.


     

        Save $ 130 by buying the Book and the DataBank together!

    Series 27 Exam Study Book

    The 3-ring binder of 400+ pages is divided into the major categories of the exam.
    .
    Within each category, after every few pages discussing a test topic, there is a short quiz with clear explanations. Over 1,000 simulated questions with detailed explanations including FIVE final exams.
    .
    Designed specifically for the self-study student — the text is written in plain English with concepts explained clearly and hundreds of exam questions that will prepare you for the test!
    .
    The technical writing is concise and to-the-point; clear page presentation leads you through the key concepts and the frequent quizzes with expanded explanations allows you to lock-on to the test topics
    .

    Series 27 Online DATABANK of Final Exams

    Designed to complement the study book, the Series 27 DATABANK  prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.  These are exam-tough!
    • The program consists of 5 Final Exams drawn from the major topics found on the actual exam.
    • Each question has a detailed explanation that explains which answer is correct.
    • No two tests in the DATABANK of Practice Exams are the same.
    • All of the tests are weighted in the same manner as the material in the actual exam.

    Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.