Series 57 Top-off Exam Training
Series 57 Top-off Securities Trader Exam
Series 57 Top-off Securities Trader Representative Exam Resources:
Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam AND a revised Series 57 to obtain the Securities Trader Representative registration.
The Series 57 top-off exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a securities trader, including executing transactions in equity, preferred or convertible debt securities affected otherwise than on a securities exchange (proprietary trading).
The Series 57 exam assesses the competency of an entry-level registered representative to perform their job as a securities trader representative.
|2||Maintaining Books and Records, Trade Reporting and Clearance and Settlement||9|
Series 57 Top-off – DATABANK of Final Exams
When used with the Series 57 study book, the DATABANK of Practice Exams is an effective method of testing your overall comprehension of the material. The DATABANK helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.
The program consists of 8 Final Exams drawn from the major topics found on the actual exam.
Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
No two tests in DATABANK are the same - the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.
Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first