Series 57 Top-off Exam Training

Series 57 Top-off Securities Trader Exam

Series 57 Top-off Securities Trader Representative Exam Resources:


Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam AND a revised Series 57 to obtain the Securities Trader Representative registration.

The Series 57 top-off exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a securities trader, including executing transactions in equity, preferred or convertible debt securities affected otherwise than on a securities exchange (proprietary trading).

The Series 57 exam assesses the competency of an entry-level registered representative to perform their job as a securities trader representative.

SIE Exam is a co-requisite | Series 57 exam consists of 50 questions (plus 10 non-graded trial questions) | Test fee is $60 (Form U-4) | 1 hour 45 minutes time limit | 70% to pass

Section Description Points
1 Trading Activities 41
2 Maintaining Books and Records, Trade Reporting and Clearance and Settlement 9
***Total Points*** ***50***

Series 57 Top Off – Securities Trader Study Guide

The Series 57 study program is divided into the following chapters
  • Trading Markets
  • Market Maker Activities
  • Trading Practices
  • Securities Industry Regulations
Following the text are 14 simulated Finals with complete explanations. (Over 800 practice exam-tough questions!)

 

 

Series 57 Top-off – DATABANK of Final Exams

When used with the Series 57 study book, the DATABANK of Practice Exams is an effective method of testing your overall comprehension of the material. The DATABANK  helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.
The program consists of 8 Final Exams drawn from the major topics found on the actual exam.
Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
No two tests in DATABANK  are the same - the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.
Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first

 

 

Save $ 75.00  by buying the study book and the online data bank at the same time!

The Book:

The Series 57 study book is divided into the following chapters:

  • Trading Markets
  • Market Maker Activities
  • Trading Practices
  • Securities Industry Regulations

Following the text are 14 simulated Finals with complete explanations. (Over 800 simulated examination questions.) 

The DATABANK:

     The simulated questions help to ensure a full and complete understanding of the material.  It presents practice questions of similar complexity to that of the real exam.

    The program consists of 8 Final Exams drawn from the major topics found on the actual exam.

     Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
.
     No two tests in DATABANK Practice Exams are the same - the depth of the question pool ensures that each question you see is unique!   All of the tests are weighted in the same manner as the material in the actual exam.
.
     Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.