Series 63 Exam Training

Series 63 Exam Preparation

Individual states sometimes require the Series 63 Securities Exam as a condition of registration as a registered representative. The Series 63 test covers the Uniform Securities Act of 1956 with amendments adopted by NASAA (North American Securities Administrators Association). It is intended to provide a basis for state securities administrators to determine an applicant’s knowledge and understanding of state law and regulations.

No Prerequisite | $135 test fee (Form U-10) | 1 hour 15 minutes time limit

Test Topics Approximate Test Questions
State Securities Acts & related Rules and Regulations Areas: Regulation of Investment Advisors; Investment Advisor Representatives; Broker-Dealers; Agents of Broker Dealers; Securities & Issuers; Remedies 36
Ethical Practices and Fiduciary Obligations Areas: Communications with Clients/Prospects; Compensation; Client Funds; Conflicts of Interest 24
***Total Questions*** ***60***

 

Series 63 Exam Study Book

Series 63 Study Book

The Series 63 study program has 400+ pages, is perfect bound & is divided into the four broad categories of the exam.

There are Section Quizzes with complete explanations plus Ten Final Exams that simulate the test!  Over 1,000 questions!

 

Series 63 Online Databank of Exams

Designed to complement the study book, the Series 63 DATABANK is a convenient and effective method of testing your overall comprehension of the material.

Using the DATABANK prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

DATABANK of Practice Exams tests are:

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the Series 63 exam:
    • Registration / Licensing Requirements
    • Securities Registration
    • Business Practices
    • Administrative Procedures
  • 30 Finals, covering material from all major topics, and weighted in the same manner as the material in the actual exam
  • No two tests in DATABANK Practice Exams are the same – the depth of the question pool (approximately 2,000 questions) ensures that each question you sees is unique. The program links all major terms used in the questions to an extensive glossary.
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

Under the terms of the End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

     

    Save $ 50 by buying the book and the online data bank together!

    Series 63 Study Book

    The Series 63 study program has 400 pages, is perfect bound & is divided into the four broad categories of the exam.

    There are Section Quizzes with complete explanations plus Ten Final Exams that simulate the test!  Over 1,000 questions!

    Series 63 Online Databank of Final Exams

    Designed to complement our Printed Materials, the Series 63 DATABANK is a convenient and effective method of testing your overall comprehension of the material.

    Using the DATABANK Practice Exams software prepares you for the actual test by presenting practice questions of similar complexity to that of the real exam.

    DATABANK Practice Exams tests are:

    • Always Up To Date
    • Unlimited Quizzes for each of the major topics covered on the Series 63 exam:
      • Registration / Licensing Requirements
      • Securities Registration
      • Business Practices
      • Administrative Procedures
    • 30 Finals, covering material from all major topics, and weighted in the same manner as the material in the actual exam
    • No two tests in the DATABANK Practice Exams are the same – the depth of the question pool (approximately 2,000 questions) ensures that each question you sees is unique. The program links all major terms used in the questions to an extensive glossary.
    • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
    • No two tests in the DATABANK Practice Exams are the same — the depth of the question pool ensures that each question you sees is unique.
    • All of the tests are weighted in the same manner as the material in the actual exam.

    Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

     

       

      Series 63 SMART 63 on the Web

      No Books! No Shipping.
      This internet delivered Series 63 study program eliminates books and has all the material on the web! The program is divided into the same “Chapters” as our Series 63 text, and is an online textbook that leads you through every topic, testing you on each major point!
      The Smart Series 63 dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods - until mastery is achieved! If you’re not having problems with an area - you’ll move rapidly through the program. Nice…

      The program covers over 200 concepts, arranged within the 4 major areas tested on the Series 63 exam. Each concept includes:
      • Practice questions with detailed explanations that not only explain which answer is correct, but –for the more complex concepts — also explain why the other answers are wrong!
      • A Quick 63 Summary – an easy-to-read condensation of the most important points tested.  A must to have!
      Other key features are:
      • Mastery Exams and Quizzes that test each of the 4 major areas:
        • Finals, covering Registration & Licensing
        • Securities Registration
        • Business Practices
        • Administrative Procedures
      • tests are weighted in the same manner as the material in the actual exam with detailed feedback on areas needing additional study
      • full text search capabilities through the Glossary and Quick 63 About the Test – tips for passing the exam.
        The content for Smart 63 is constantly updated. Changes are added to the material as they become available. 
        .
        Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

         

        Series 63 Study Book

        The Series 63 study program has 400 pages, is perfect bound & is divided into the four broad categories of the exam.

        There are Section Quizzes with complete explanations plus Ten Final Exams that simulate the test! Over 1,000 questions.

        Series 63 SMART 63 on the Web

        This internet delivered Series 63 study program eliminates books and has all the material on the web! The program is divided into the same “Chapters” as our Series 63 text, and includes an online textbook that leads you through every topic, testing you on each major point!
        .
        The Smart Series 63 dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods - until mastery is achieved! If you’re not having problems with an area - you’ll move rapidly through the program. Nice…

        The program covers over 200 concepts, arranged within the 4 major areas tested on the Series 63 exam. Each concept includes:
        • Practice questions with detailed explanations that not only explain which answer is correct, but –for the more complex concepts — also explain why the other answers are wrong!
        • A Quick 63 Summary – an easy-to-read condensation of the most important points tested.
        Other key features are:
        • Mastery Exams and Quizzes that test each of the 4 major areas:
          • Finals, covering Registration & Licensing
          • Securities Registration
          • Business Practices
          • Administrative Procedures
        • tests are weighted in the same manner as the material in the actual exam with detailed feedback on areas needing additional study
        • full text search capabilities through the Glossary and Quick 63 About the Test – tips for passing the exam.
          The content for Smart 63 is constantly updated. Changes are added to the material as they become available.  
          .
          Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.