Series 65 Exam Training

Series 65 Investment Adviser Exam

The Series 65 Investment Adviser Exam is required by most states for individuals who wish to act as investment Advisers. The Series 65 exam is waived by some states if the applicant has the CFP (Certified Financial Planner), the ChFC (Chartered Financial Consultant), APFS (Accredited Personal Financial Specialist), CFA (Chartered Financial Analyst), the CIC (Chartered Investment Counselor), or other designations or items as ruled by the (state) administrator.

No Prerequisite | $175 Test Fee (Form U-10) | 3 hour time limit | 72% to pass

Test Topics Approximate Test Questions
Economic Factors & Business Information: Basic concepts; financial statements; quantitative methods; risks 19
Client Investment Recommendations & Strategies: Financial profile; capital market theory; portfolio strategies; taxation; retirement plans; ERISA issues; special types of accounts (529-Coverdell-etc) 40
Investment Vehicles Characteristics: Cash equivalents; fixed income; equities; investment companies; derivatives; annuities; real estate trusts and partnerships; life insurance 31
Laws-Regulations-Guidelines including Prohibition on Unethical Business Practices: Federal and State securities laws; ethical practices 40
***Total Questions*** ***130**

 

Series 65 Exam Study Book

The Series 65  600+ page program comes in two perfect bound books (the Study Text and the Final Exams book). They are specifically designed for the self-study student!

  • The Study Text contains “Micro-Sections” and great page formatting that allows fast reading and emphasizes key points that you’ll probably see on the exam. Additionally, strategic quizzes are frequently spaced as you go along.
  • The Final Exam Book contains 10 Final Exams that will make sure there are no surprises when you sit for the real exam!

Key point: All questions have detailed expanded answers. Over 1,300 section questions and final exam questions in total - and they are “Exam-Tough”.

 

Series 65 Online DATABANK of Final Exams

Designed to complement the study book, the online Series 65 DATABANK of Practice Exams are a convenient and effective method of testing your overall comprehension of the material.

The key point, is using the DATABANK of Practice Exams will prepare you for the actual test by presenting practice questions of similar complexity to that of the real exam.

The web based DATABANK Practice Exams:

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the Series 65 exam:
    • Economics & Analysis
    • Investment Vehicles
    • Investment Recommendations
    • Legal Guidelines
  • 30 Finals, covering material from all major topics, and weighted in the same manner as the material in the actual exam
  • Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.
  • No two tests in DATABANK Practice Exams are the same - the depth of the question pool (approximately 5,000 questions) ensures that each question you sees is unique.
  • All of the tests are weighted in the same manner as the material in the actual exam.

Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

     

    Save $ 70 by buying the Study Book and Databank together!

    The Series 65 Exam Study Book

    The Series 65 program comes in two perfect bound books (the Study Text and the Final Exams book). They are specifically designed for the self-study student!

    • The Study Text contains “Micro-Sections” and great page formatting that allows fast reading and emphasizes key points that you’ll probably see on the exam. Additionally, strategic quizzes are frequently spaced as you go along.
    • The Final Exam Book contains 10 Final Exams that will make sure there are no surprises when you sit for the real exam!

    Key point: All questions have detailed expanded answers. Over 1,300 section questions and final exam questions in total - and they are “Exam-Tough”.

    The Series 65 DATABANK of Final Exams

    Designed to complement our Printed Materials, the DATABANK of Practice Exams will prepare you for the actual test by presenting practice questions of similar complexity to that of the real exam.

    The web based DATABANK Practice Exams:

    • Always Up To Date
    • Unlimited Quizzes for each of the major topics covered on the Series 65 exam:
      • Economics & Analysis
      • Investment Vehicles
      • Investment Recommendations
      • Legal Guidelines
    • 30 Finals, covering material from all major topics.
    • Each question has a detailed explanation.
    • No two tests in DATABANK Practice Exams are the same - the depth of the question pool (approximately 5,000 questions) ensures that each question you sees is unique.

    Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

      Series 65 SMART 65 on the Web

      No Books! No Shipping. All Online!

      This web-based program is an online textbook that leads you through every topic, testing you on each major point. Even more, the program dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods until you master the topic. If you’re not having problems you move rapidly through the program!  Nice!

      The learning material is arranged within the 4 major areas of the exam and covers over 300 concepts:

      • Economics and Analysis
      • Investment Vehicles
      • Investment Recommendations
      • Legal Guidelines

      To expose you to the extraordinary depth of possible questions on this exam, tests are drawn from a pool of over 4200 distinct questions.

      Chapter quizzes follow each section and final exams conclude the study. Each concept includes: practice questions with detailed explanations that not only explain which answer is correct, but also explain why the other answers are wrong for the more complex concepts. Also included, is a Quick 65 summary - an easy-to-read condensation of the most important points tested. 

      The content for Smart 65 is constantly updated. Changes are added to the material as they become available.

         

        Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

         

         

        Save $ 60 when you buy the Book and the On-Line program

        Series 65 Exam Study Book

        The Series 65 600+ page program comes in two books (the Study Text and the Final Exams book). They are specifically designed for the self-study student!

        • The Study Text contains “Micro-Sections” and great page formatting that allows fast reading and emphasizes key points that you’ll probably see on the exam. Additionally, strategic quizzes are frequently spaced as you go along.
        • The Final Exam Book contains 10 Final Exams that will make sure there are no surprises when you sit for the real exam!

        Key point: All questions have detailed expanded answers. Over 1,300 section questions and final exam questions in total - and they are “Exam-Tough”.

         

        Series 65 SMART 65 on the Web

        No Books! No Shipping. All Online!

        This web-based program is divided into the same “Chapters” as our Series 65 text and is an online textbook that leads you through every topic, testing you on each major point. Even more, the program dynamically modifies your learning sequence. If you are having difficulty with a major concept, you’re presented with the information in a variety of reinforcing methods until you master the topic. If you’re not having problems you move rapidly through the program!   Nice!

        The learning material is arranged within the 4 major areas of the exam and covers over 300 concepts:

        • Economics and Analysis
        • Investment Vehicles
        • Investment Recommendations
        • Legal Guidelines

        To expose you to the extraordinary depth of possible questions on this exam, tests are drawn from a pool of over 4200 distinct questions.

        Chapter quizzes follow each section and final exams conclude the study. Each concept includes: practice questions with detailed explanations that not only explain which answer is correct, but also explain why the other answers are wrong for the more complex concepts. Also included, is a Quick 65 summary - an easy-to-read condensation of the most important points tested.

        The content for Smart 65 is constantly updated. Changes are added to the material as they become available.

        Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.