Series 7 Exam Prep
Series 7 - General Securities Representative
The Series 7 Top-Off examination is required for individuals who wish to sell all types of securities under FINRA guidelines. The test is administered through the PROCTOR computer system and can be conveniently scheduled.
|Test Topics||Approximate Test Questions|
|Seeks Business for the Broker-Dealer from Customers and Potential Customers||9|
|Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives||11|
|Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records||91|
|Obtains and Verifies Customers' Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions||14|
Study Material - General Securities Representative
Series 7 Top-Off On The Web - Web Training (SMART 7)
SMART 7 Top-Off Interactive Web Training is a complete self-study training system delivered online.
How Does the Program Work:
Unlike others, this program dynamically modifies your learning sequence, based on your strengths and weaknesses.
What's Covered in the Interactive Web Program:
The learning material covers 1800 concepts. We allocate the concepts within the 12 major categories on the Series 7 exam. In addition, each concept includes practice questions with detailed explanations. To help out, the explanations not only explain which answer is correct, but also explain why the other answers are wrong (for the more complex concepts).
The web program also includes a Quick 7 Summary Booklet. The booklet is an easy-to-read digest of the most important points tested! Above all, this is a condensed review of all the key points you need to know for the exam.
Other key features are:
In addition, there are full text search capabilities through the Glossary and the Quick 7.
Because the program is on-line, the content for SMART Interactive Web Training can be constantly updated. Changes are added as they become available.
Please Note: Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.