Series 9 and 10 Exam Training

Series 9 & 10 General Securities Sales Supervisor

Any person who manages or supervises the daily activities of a NYSE-member broker/dealer’s sales staff is required to take the Series 9 and 10 exam. The test covers topics in the Series #4, Series #24, and Series #53 exams.

Series 9 General Securities Sales Supervisor
  • Options Module (formerly Series 8 Part I)
  • Prerequisite Series #7
  • $80 test fee (Form U-4)
  • 1.5 hours time limit
Series 10 General Securities Sales Supervisor
  • General Module (formerly Series 8 Part II)
  • Prerequisite Series #7
  • $125 test fee (Form U-4)
  • 4 hours time limit

Series 9 & 10 Exam Prep Books

This two-volume 3-ring binder set contains 900+ pages with over 3,000 simulated examination questions with detailed explanations. After each section in the study book, simulated test questions let you know your mastery of the material.

Added to the texts are:

  • An Options Finals book, containing 12 simulated exams
  • A Regulations Finals book, with 12 simulated exams

A “Quick 9/10″ Summary booklet is included!! This study guide compresses the information into a summary review of all the key topics.

  
Series 9 and 10 Online Databank of Final Exam

Series 9 & 10 DATABANK of Practice Exams

The Series 9 & 10 DATABANK of Practice Exams is a supplement to the study program (or any other materials that you may have!). The DATABANK consists of 12 Final Exams for the Series 9 section and 12 Final Exams for the Series 10 section.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.


Series 9 & 10 Exam and Databank

Series 9 and 10 Exam Study Book and Online Databank

$450.00

Series 9 & 10 Books AND Online Data Bank of Questions

The Series 9 & 10 Exams Books

This two-volume 3-ring binder set contains 900+ pages with over 3,000 simulated examination questions with detailed explanations. After each section of the text, simulated test questions let you know your mastery of the material.

Added to the study binders are:

  • an Options Finals book, containing 12 simulated exams
  • a Regulations Finals book, with 12 simulated exams.

A “Quick 9/10″ Summary booklet is included!!

Series 9 & 10 DATABANK of Practice Exams

The Series 9 & 10 DATABANK of Final Exams is a supplement to the study program (or any other materials that you may have!). The DATABANK consists of 12 Final Exams each for the Series 9 and 10.

Each question has a detailed explanation.

Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.