Product Description
Series 57 Securities Trader Representative Exam Resources:
Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam AND a revised Series 57 to obtain the Securities Trader Representative registration.
Series 57 Top Off – Securities Trader Study Guide
The Series 57 exam consists of 50 questions (plus 10 unscored pretest questions) to be completed in 105 minutes. The Series 57 course is divided into the following chapters:
- Securities
- Options Strategies
- Trading Markets
- Market Maker Activities
- Trading Practices
- Securities Industry Regulations
Following the text are simulated Final Exa,s with complete explanations.
(Over 700 simulated examination questions)

Study Book for Series 57
NOTE: All FINRA exam are continually being updated. You should take your
exam within 120 days of ordering your study materials!