SIE Study Book & Quick SIE Study Guide


Product Description

SIE SMART Web & SIE Study Book Bundle

SIE SMART Web & SIE Study Book Bundle

SIE Study Book

*Please Note: Printed materials are only available when purchasing a bundle (i.e., “Smart SIE + Books).   This is to ensure that the questions provided are always up-to-date.

The SIE book by Pass Perfect is an introductory-level course that will ground you in the fundamental concepts required to help you pass your Securities Industry Essentials Exam.

The 525-page fully illustrated study book is written in a lively, informative fashion that eliminates boredom.  After each section, you have simulated test questions with detailed explanations. The exams included in the study program give you a simulated test experience so there are no surprises when it’s time to sit for your SIE Exam.

The SIE Course is divided into 10 Chapters, arranged into 3 Modules. Here is the breakdown:

Module I
Equities Securities
Debt Securities
Packaged Products
Trading Markets

Module II
Customer Accounts
Retirement Plans

Module III
New Issues
Analysis – Basic Tax Rules

Each Module is followed by a Master Exam. By breaking apart the content into three modules, you more easily cover the “more difficult” areas of the examination:   Debt, Options and Regulations. After you complete the three modules,  you take the Final Exams from our large pool of exam-related questions.

Quick SIE Study Guide

Also included with the study book is our unique Quick SIE Study Guide. The pocket-book sized Quick SIE summarizes the test information into key bullet points, compressing the content that must be known for the exam into a 200-page pocketbook.   The Quick SIE is a complete review that covers ALL of the test information on the Securities Industry Essentials test!  The facts are in the proper learning order and test weighting for the exam. This makes it a much better final study tool than flash cards!

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!


NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.

Additional information

Weight 3 lbs