Series 57 Top Off Securities Trader Study Book

Regular price $175.00

Series 57 Top Off Securities Trader

Series 57 Securities Trader Representative Exam Resources:

Series 57 Securities Trader Representative Exam (finra.org)


Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam AND a revised Series 57 test to obtain the Securities Trader Representative registration.

Series 57 Top Off Securities Trader Study Guide

The Series 57 exam consists of 50 questions (plus 10 unscored pretest questions) to be completed in 105 minutes.

The Series 57 prep course is divided into the following chapters:

    • Trading Markets
    • Market Maker Activities
    • Trading Practices
    • Securities Industry Regulations
Following the text are 14 simulated Final Exams with complete explanations. (550+ pages with over 800 simulated examination questions).