Series 57 Top Off Securities Trader
Series 57 Securities Trader Representative Exam Resources:
Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam AND a revised Series 57 test to obtain the Securities Trader Representative registration.
Series 57 Top Off Securities Trader Study Guide
The Series 57 exam consists of 50 questions (plus 10 unscored pretest questions) to be completed in 105 minutes.
The Series 57 prep course is divided into the following chapters:
- Trading Markets
- Market Maker Activities
- Trading Practices
- Securities Industry Regulations