Series 9 & 10 Exam Training

Regular price $375.00

Series 9 & 10 Branch Manager Exam Study Books

This two-volume 3-ring binder set contains 900+ pages with over 3,000 simulated examination questions with detailed explanations. After each section of the text, simulated test questions let you know your mastery of the material.

Volume I - Options

  • Options Strategies
  • Contract Characteristics
  • Customer Accounts
  • Business Conduct

Volume II - Regulations

  • Sales Supervision
  • Customer Accounts
  • New Issue Markets / Trading Markets
  • Investment Companies / Retirement Plans / Financial Responsibility
  • MSRB Rules

Added to the program are:

  • An Options Finals book, containing 12 simulated exams
  • A Regulations Finals book, with 12 simulated exams.

A "Quick 9/10" Summary booklet is included!! This study guide compresses the information into a summary review of all the key topics.