Series 99 Top-Off Exam Study Book and Online Databank of Final Exams
Series 99 Exam Study Book
The Series 99 exam the Operations Professional Exam assesses the competency of an entry-level registered representative to perform their job as an operations professional.
The Series 99 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an operations professional, including client on-boarding; financial control; receipt and delivery of securities and funds and account transfers, and collection, maintenance, reinvestment and disbursements of funds.
This perfect-bound study program has Key Chapters. Each chapter is divided into Key Sections followed by a quiz. Final Exams complete the study program.
Series 99 Online Databank of Final Exams
When used with our Printed Materials, the Series 99 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.