Series 4 Exam Prep for Securities Exam Registered Options Principal

Securities Exam Preparation’s Series 4 Exam Prep helps you with a successful pass of your Series 4 Securities Exam to earn your Registered Options Principal, which is required for options exchanges, NYSE and FINRA and people who will supervise the day-to-day activities of representatives who conduct business for the public in the options markets.

Series 7, 42 or 62 is a prerequisite | $105 test fee (Form U-4) | 3.25 hour time limit

Series 4 Securities Exam Test Topics & Approximate Test Questions

Series 4 Exam Prep Test Topics Approximate Test Questions
    Option Strategies 30
    Customer Accounts 60
    Contract Characteristics 10
    Business Conduct 25
***Total Questions*** ***125***

Series 4 Exam Prep for Registered Options Principal Exam Study Materials

Series 4 Exam Prep

Series 4 Exam Prep

$225.00Add

Series 4 Exam Prep – Series 4 Exam Study Book

The Series 4 Exam Prep Securities Exam program comes in a 3-ring binder for ease of study. The 500+ plus page program relies heavily on graphics to communicate complex option strategies. This is the easiest and most effective way to learn options. The study program is divided into the eight major categories of the exam.

There are short quizzes interspersed throughout the chapters that allow you to start and stop on key concepts. All of the questions have thorough explanations.

Eight “exam-tough” final exams will make sure there are no surprises. Over 1,300 questions in total!

Series 4 Exam Prep

Series 4 Exam Prep

$160.00Add

Series 4 Exam Prep – DATABANK of Series 4 Final Exams

Designed to complement our printed study program, the Series 4 Exam Prep DATABANK Practice Exams software is web delivered and is a convenient and effective method of testing your overall comprehension of the material. Practice questions are of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 1,000 questions covering the major topics found on the actual exam.

The web based access:

  • Always up to date
  • Unlimited Quizzes for each of the major topics covered on the exam
  • 9 Finals – Covering material from all major topics

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Series 4 Exams are the same — the depth of the question pool ensures that each question you see is unique. All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:
Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

  • Supported browsers on Windows or Mac OS
  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)
Series 4 Exam Prep

Series 4 Exam Prep

$375.00 $300.00Add

Series 4 Exam Prep – DATABANK of Series 4 Final Exams + Series 4 Exam Study Book

Series 4 Exam Prep Book of Study Material

Our Series 4 Exam Prep Securities Exam program comes in a 3-ring binder for ease of study. The 500+ plus page program relies heavily on graphics to communicate complex option strategies. This is the easiest and most effective way to learn options. The study program is divided into the eight major categories of the exam.

There are short quizzes interspersed throughout the chapters that allow you to start and stop on key concepts. All of the questions have thorough explanations.

Eight “exam-tough” final exams will make sure there are no surprises. Over 1,300 questions in total!

Series 4 Exam Prep – DATABANK of Series 4 Final Exams

Designed to complement our printed study program, the Series 4 Exam Prep DATABANK Practice Series 4 Exams software is web delivered and is a convenient and effective method of testing your overall comprehension of the material. Practice questions are of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 1,000 questions covering the major topics found on the actual exam.

The web based access:

  • Always up to date
  • Unlimited Quizzes for each of the major topics covered on the exam
  • 9 Finals – Covering material from all major topics

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in Series 4 Exam DATABANK are the same — the depth of the question pool ensures that each question you see is unique. All of the tests are weighted in the same manner as the material in the actual exam.

System Requirements:
Requires internet access and will work on most computers, tablets, and smart phones, including Apple devices.

  • Supported browsers on Windows or Mac OS
  • Internet Explorer (Version 6 or Better) or
  • Google Chrome or
  • Safari or
  • Firefox (Version 3.6 or Better)
NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.