Series 31 Exam Prep Study Program
Series 31 Exam Preparation - Futures Managed Funds
The Series 31 Exam is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools, or managed accounts guided by Commodity Trading Advisors. The Series 31 license is also meant for those supervising these same limited activities. Individuals who take this exam in lieu of the Series 3 cannot open individual futures trading accounts.
Prerequisite is a FINRA registration, usually the Series 7 exam | $85 test fee | (Form U-4) | 1 hour time limit
|Test Topics||Approximate Test Questions|
|Questions General Market Knowledge||12|
|Know Your Customer||2|
Series 31 Futures Managed Funds Exam Prep Book
Series 31 Exam Prep Online
Securities Exam Preparation, Inc. has partnered with the Center for Futures Education, Inc. to offer an online Series 31 study program.
The Online Series 31 Exam program has 7 sections that match the National Futures Association’s study outline:
Please refer to the Center's Terms of Service and Conditions of Use and