Series 26 Exam Training

Series 26 Exam Investment Company and Variable Contracts Products Registered Principal Study Materials

The Series 26 Securities Exam limited principal registration is for those who will manage or supervise representatives whose activities are limited to the offer, sale, or purchase of mutual funds, closed end funds, or the sale of variable annuity contracts. Some states require this exam for investment advisor registration.

Prerequisite Series #7 or #6 | $100 test fee (Form U-4) | 2 hours 45 minutes time limit

Test Topics Approximate Test Questions
Hiring and Qualifications 11
Training of Representatives 19
Supervision 24
Sales Practices 32
Business Processing and Record Keeping Rules 24
***Total Questions*** ***110*** 


Series 26 Exam | Investment Company and Variable Contracts Products Registered Principal Study Materials

Series 26 Exam Study Book

Series 26 Study Book and Online Databank


Exam Study Book

The Series 26 exam study program has 500+ pages (including all the pages devoted to quizzes and exams) and gives you a concise explanation of every topic, section, and sub-section of the exam — according to the FINRA study outline.

The newly revised study materials are in a page format that is easy-to-read and gets right to the key points — then you practice exam-tough questions!

The Series 26 study book has 6 key sections with quizzes and explanations — then you practice SIX Final Tests -with “exam-tough” questions.

DataBank of Final Exams

The Series 26 Web based Data Bank is a convenient and effective method of testing your overall comprehension of the material. Using the DATA BANK prepares your for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 700 questions covering the major topics found on the actual exam. The web based DATABANK of Practice Exams feature:

Always Up To Date

Unlimited Quizzes for each of the major topics covered on the exam

6 Final Exams  with detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in the DATABANK of Practice Exams are the same — the depth of the question pool ensures that each question you see is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.