Series 4 Exam Training

Series 4 Exam Prep for Registered Options Principal

Series 4 registration is required for options exchanges, NYSE and FINRA and people who will supervise the day-to-day activities of representatives who conduct business for the public in the options markets.

Series 7, 42 or 62 is a prerequisite | $105 test fee (Form U-4) | 3 hour 15 minute time limit
Series 4 Exam Topics Approximate Test Questions
Option Strategies 30
Customer Accounts 60
Contract Characteristics 10
Business Conduct 25
***Total Questions*** ***125***

 

Series 4 Exam Prep for Registered Options Principal Exam

 
Series 4 Exam Study Book  

Series 4 Exam Book

$225.00

The Series 4 Exam Prep program comes in a 3-ring binder for ease of study. The 500+ plus page program relies heavily on graphics to communicate complex option strategies. This is the easiest and most effective way to learn options. The study program is divided into the eight major categories of the exam.

The PassPerfect Series 4 relies heavily on graphics to communicate complex options strategies. This is the easiest and most effective way to learn options. The text covers:

  • Options Strategies
  • Equity Options
  • Debt Options
  • Index Options
  • Foreign Currency Options
  • Customer Accounts / Margin
  • Compliance Regulations
  • Taxation

There are short quizzes interspersed throughout the chapters that allow you to start and stop on key concepts. All of the questions have thorough explanations.

Eight “exam-tough” final exams will make sure there are no surprises. Over 1,300 questions in total !


 
Designed to complement our printed study program, the Series 4 Exam Prep DATABANK is web delivered and is a convenient and effective method of testing your overall comprehension of the material. Practice questions are of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 1,000 questions covering the major topics found on the actual exam.

The web based access:
  • Always up to date
  • Unlimited Quizzes for each of the major topics covered on the exam
  • 9 Finals - Covering material from all major topics
Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Series 4 Exams are the same - the depth of the question pool ensures that each question you see is unique. All of the tests are weighted in the same manner as the material in the actual exam.
    Under the terms of the PassPerfect End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.

     

    Save $ 85 by buying the book and data bank at the same time!

    Exam Book

    The Series 4 Exam Prep program comes in a 3-ring binder for ease of study. The 500+ plus page program relies heavily on graphics to communicate complex option strategies. This is the easiest and most effective way to learn options. The study program is divided into the eight major categories of the exam.

    Exam Databank

    Designed to complement our printed study program, the Series 4 DATABANK is web delivered and is a convenient and effective method of testing your overall comprehension of the material.  Practice questions are of similar complexity to that of the real exam.

    The program consists of tests drawn from a pool of over 1,000 questions covering the major topics found on the actual exam.

    The web based access:

    • Always up to date
    • Unlimited Quizzes for each of the major topics covered on the exam
    • 9 Finals - Covering material from all major topics

    Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

    No two tests in DATABANK Practice Series 4 Exams are the same - the depth of the question pool ensures that each question you see is unique. All of the tests are weighted in the same manner as the material in the actual exam.

    Under the terms of the End User Licensing Agreement, each product is licensed to a single user and can be used for up to 1 year or until they pass the exam, whichever comes first.