Series 24 Securities Exam – General Securities Principal

The Series 24 is required for any person who manages or supervises representatives in investment banking, training, or solicitation.  Those who supervise the general conduct of business operations are also required by FINRA to sit for the Series 24 exam.

Prerequisite Series 7 (or 62) | $120 test fee (Form U-4) | 3.75 hour time limit

Test Topics & Approximate Test Questions

Test Topics Approximate Test Questions
    Supervision of Investment Banking 23
    Supervision of Trading and Market Making 39
    Supervision of Brokerage Office Operations 34
    Sales Supervision; Employees; Regulatory Framework of FINRA 38
     Compliance and Financial Responsibility 16
***Total Questions*** ***150***

Series 24 General Securities Principal Exam Study Products

Study Book - Series 24

Study Book – Series 24


Series 24 Exam Study Book

The 600+ page, 3-ring binder Series 24 study program is designed to allow you to learn at your own pace and convenience. The program is up-to-date, comprehensive, and written in an easy to understand style.

Many students find studying for this exam tedious, as the test consists primarily of FINRA and SEC regulations.  However, PassPerfect’s study approach is unique because it presents the regulations in “plain English” – not in “legalese”.  Above all, we explain the underlying factors that led to each regulation. Instead of memorizing rule after rule, you understand them!

Six key chapters are divided into sections that allocate the study material into short concise modules.  After that,  frequent quizzes within each module allow you to start and stop on a test topic.

In addition, a separate booklet of Eleven Final Exams with detailed explanations will make sure there are no surprises! Over 2,300 exam-type questions!

Furthermore, a “Quick 24″ Summary booklet is added!  This booklet compresses the key points from the study text into convenient outline form.  It summarizes the important points that must be known for the exam! Nice!

Study Book for Series 24

Study Book for Series 24


Series 24 On-Line Databank of Final Exams

The Series 24 DATABANK includes:

  • ELEVEN FINAL EXAMS. Over 1,000 exam-type questions and fully-explained answers provide fast and thorough review of major test topics
  • Gives you an accurate measure of your likelihood of passing the exam.
  • Provides a competitive edge by simulating your exam — these questions supplement any study materials you may have!!

On this single-user system you can take the quizzes as many times as you like.  You should take the #24 exam within 120 days of buying the DATABANK.

What to do:

  • The online DATABANK has final “exam-oriented” test questions.  Highlight the exam you want to review and hit the Enter key — the directions are on the screen!
  • The computer keeps track of your score and keeps track of missed questions — this insures that you don’t skip an important topic
  • Take the final exams until you get an 80% accuracy
  • Once you get 80%’s on the finals you’ll have the actual exam locked!
DATABANK and Study Book - Series 24

DATABANK and Study Book – Series 24

$495.00 $375.00Add

Series 24 Exam Study Book + On-Line Databank of Final Exams

NOTE: All FINRA exam are continually being updated. You should take your exam within 120 days of ordering your study materials!
NOTE: Under the terms of our End User Licensing Agreement (“EULA”) each DATABANK Practice Exams product can be used only by one person. Once your order is processed by our staff you will be emailed access instructions to the DATABANK.