The Series 24 is required for any person who manages or supervises representatives in investment banking, training, or solicitation. Those who supervise the general conduct of business operations are also required by FINRA to sit for the Series 24 exam.
|Test Topics||Approximate Test Questions|
|Supervision of Investment Banking||23|
|Supervision of Trading and Market Making||39|
|Supervision of Brokerage Office Operations||34|
|Sales Supervision; Employees; Regulatory Framework of FINRA||38|
|Compliance and Financial Responsibility||16|
Series 24 General Securities Principal Exam Study Products
Series 24 Exam Study Book
This 600+ page, 3-ring binder Series 24 study program is designed to allow you to learn at your own pace and convenience. The program is up-to-date, comprehensive, and written in an easy to understand style.
Many students find studying for this exam tedious, as the test consists primarily of FINRA and SEC regulations. However, PassPerfect’s study approach is unique because it presents the regulations in “plain English” – not in “legalese”. Above all, we explain the underlying factors that led to each regulation. Instead of memorizing rule after rule, you understand them!
Six key chapters are divided into sections that allocate the study material into short concise modules. After that, frequent quizzes within each module allow you to start and stop on a test topic.
In addition, a separate booklet of Eleven Final Exams with detailed explanations will make sure there are no surprises! Over 2,300 exam-type questions!
Furthermore, a “Quick24″ Summary booklet is added! This booklet compresses the key points from the study text into convenient outline form — it summarizes the important points that must be known for the exam! Nice!
Series 24 On-Line Databank of Final Exams
The Series 24 DATABANK includes:
- ELEVEN FINAL EXAMS. Over 1,000 exam-type questions and fully-explained answers provide fast and thorough review of major test topics
- Gives you an accurate measure of your likelihood of passing the exam.
- Provides a competitive edge by simulating your exam — these questions supplement any study materials you may have!!
On this single-user system you can take the quizzes as many times as you like, but the DATABANK expires after a certain time-period from the date of purchase — you should take the #24 exam within 120 days of buying the DATABANK.
What to do:
- The DATABANK has final “exam-oriented” test questions — so just highlight the exam you want to review and hit the Enter key — the directions are on the screen!
- The computer keeps track of your score and keeps track of missed questions — this insures that you don’t skip an important topic
- Take the final exams until you get an 80% accuracy
- Once you get 80%’s on the finals you’ll have the actual exam locked!